Upload blotters received from the client

Raise alerts for large trade size, loss trades, high leverage and other such risk assessment parameters before sending the trade to market for settlement.

Reconciliation

• Extraction of cash and trade data from various third-party portals
• Daily reconciliation of trades, positions, cash balances, and cash activity
• Analysis and resolution of breaks
• Daily reporting of reconciliation status
• Report failed trades

Corporate Action

• Monitor and act on events, e.g. FOP movements, bond maturities, etc.
• Send notification to clients eligible for benefits of corporate actions

Client Services

• Manage queries raised by clients and respond with resolution on time
• Generate daily client end of day reports detailing cash and stock movements, cash balance summary, position summary, failed trades, and trades pending settlement
• Proactive communication with the counterparty to resolve failed trades
• Implement "follow-the-sun" model helps timely and quick resolution of breaks

Calculate and generate reports per client

• Charging interest
• Trade amendment/cancellation fees and margin charges

Generate Risk Management Reports

• Gross exposure vs net liquidity
• Failed trades
• Position mismatch, etc.

Accounts

• Analyse daily balance movement and net liquidity of the firm
• Tax reconciliation, tax certificates for ISA accounts, reports for HMRC
• Reporting of operating P&L and general ledger accounting services