Trade Reconciliation

Middle & Back Office Trade Reconciliation Support for Financial Services Company

Trade Reconciliation Services

Direction offers comprehensive Back and Middle Office support, including Admin, Support, Reporting & Data Processing for Financial reconciliation services.

Middle & Back Office Services for Financial Services Company

The middle and back-office trade reconciliation services include order management, execution management, risk management, trade reconciliation, MIS reporting, data analytics, G/L accounting, CRM and regulatory reporting.

We have also developed an innovative in-house trade management platform to structure the best fit bespoke solution. It functions as an extended arm for the business operations of our clients.

Middle Office Services

Direction - Trade Reconciliation

Upload blotters received from the client

Raise alerts for large trade size, loss trades, high leverage and other such risk assessment parameters before sending the trade to market for settlement.

Direction - Trade Reconciliation


  • Extraction of cash and trade data from various third-party portals
  • Daily reconciliation of trades, positions, cash balances, and cash activity
  • Analysis and resolution of breaks
  • Daily reporting of reconciliation status
  • Report failed trades
Direction - Trade Reconciliation

Corporate Action

  • Monitor and act on events, e.g. FOP movements, bond maturities, etc.
  • Send notification to clients eligible for benefits of corporate actions
Direction - Trade Reconciliation

Client Services

  • Manage queries raised by clients and respond with resolution on time
  • Generate daily client end of day reports detailing cash and stock movements, cash balance summary, position summary, failed trades, and trades pending settlement
  • Proactive communication with the counterparty to resolve failed trades
  • Implement "follow-the-sun" model helps timely and quick resolution of breaks

Back Office Services

Direction - Trade Reconciliation

Calculate and generate reports per client

  • Charging interest
  • Trade amendment/cancellation fees and margin charges
Direction - Trade Reconciliation

Generate Risk Management Reports

  • Gross exposure vs net liquidity
  • Failed trades
  • Position mismatch, etc.
Direction - Trade Reconciliation


  • Analyse daily balance movement and net liquidity of the firm
  • Tax reconciliation, tax certificates for ISA accounts, reports for HMRC
  • Reporting of operating P&L and general ledger accounting services

Our Trade Reconciliation client

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